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a Sealy Center on Aging, University of Texas Medical Branch, Galveston, TX
b Department of Preventive Medicine and Community Health, University of Texas Medical Branch at Galveston
Correspondence: Z. Helen Wu, PhD, Sealy Center on Aging, University of Texas Medical Branch, 301 University Boulevard, Galveston, TX 77555-0860. E-mail: zhwu{at}utmb.edu.
Decision Editor: Vernon L. Greene, PhD
| Abstract |
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Key Words: Intergenerational relations Social support Chronic stressor
Recent and projected increases in the proportion and number of elderly persons in many developing countries have drawn attention to issues concerning the well-being of this potentially vulnerable age group. The pace of population aging is projected to be relatively rapid in several modernizing Asian societies, where formal institutions to provide economic and health-related assistance are not well developed (Kinsella and Taeuber 1992
; Neville 1992
). Policy makers and researchers have expressed concerns that the social and economic changes accompanying modernization may weaken the traditional support system for elderly personsthe extended familyand place the expanding group of elders in jeopardy (e.g., Phillips 1992
; United Nations 1992
).
High levels of family interaction and exchange, especially between adult children and aging parents, have been documented in aging East and Southeast Asian nations (Andrews, Esterman, Braunack-Mayer, and Rungie 1986
; Chen and Jones 1989
). A generally accepted truism motivating much of this research is that stronger intergenerational relationships enhance the health and well-being of the older generation. In fact, the presence of social support fairly consistently has been found to be associated with more positive health outcomes in developed country settings (House, Landis, and Umberson 1988
). For the past decade, research efforts in the social support and health literature have been focused on untangling the causal pathways linking support to morbidity and mortality. Given the presumably vital importance of family relationships to elderly persons in modernizing societies, it is crucial that we begin to more carefully examine the linkages between social support and health in these settings as well.
| The Stress-Buffering Hypothesis |
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Preston and Taubman 1994
have advocated blending the economic and social psychological approaches to health studies to better understand socioeconomic differentials in health. Economic approaches focus on "goods and services" in the production of health, whereas social psychological approaches incorporate social stressors and relationships as additional determinants of health. Conceptualizing low SES as a chronic stressor (involving both absolute material deprivation and relative status in the social hierarchy) and invoking social psychology's buffering hypothesis is a small step toward merging the two perspectives. Furthermore, using subjective health status as our outcome measure allows us to capture both the physical and emotional toll that low SES may take over a lifetime.
Su and Ferraro 1997
have reported that social integration with family and friends has direct positive effects on the subjective health assessments of elderly Malaysians, even controlling for the negative effects of diminished functional health. We investigated the role that involvement with adult children may play in moderating the negative effects of a chronic stressor (low SES) on subjective health status.
| Low SES as a Chronic Stressor |
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A large body of literature has documented that SES is inversely related to health. Furthermore, a gradient in health status is routinely observed over the entire SES hierarchy, meaning no simple threshold effect (e.g., below vs above the poverty line) is apparent (see reviews by Adler et al. 1994
; Marmot, Bobak, and Smith 1995
). A variety of hypotheses have been offered to explain this gradient, focusing on SES differences in such factors as lifestyle and health behaviors, health care resources and utilization, environmental and occupational exposures, and exposure to stressors and the availability of coping resources. Certainly, these hypotheses are not mutually exclusive, and more than one factor may be relevant in the development of specific diseases. At least part of the general effect of SES on health, however, appears to be due to the strains associated with one's position in the SES hierarchy (Adler et al. 1994
).
Researchers have begun to explore the relationship of SES to health outcomes among older persons in Asian societies. Financial strain has been found to increase depressive symptoms among elderly Japanese (Krause, Jay, and Liang 1991
) and to increase psychological distress among elderly Chinese (Krause and Liang 1993
). In two studies of Taiwanese elders, the authors consider the possibility that strong and pervasive family relationships in modernizing societies might mask the effect of SES on health and mortality (presumably through the family's protective or buffering roles). These studies, however, demonstrate that education is negatively related to both the risks of onset of functional limitations (Zimmer, Liu, Hermalin, and Chuang 1998
) and mortality (Liu, Hermalin, and Chuang 1998
), even with controls for social relationships. Education is also positively associated with self-ratings of health status among older Malaysians (Su and Ferraro 1997
).
| The Malaysian Setting |
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The fertility and mortality declines that are fueling population aging in Malaysia have occurred in the context of dramatic social and economic modernization. The gross domestic product has grown markedly in recent decades, and poverty levels have been reduced in all regions of the country. Among the changes occurring are higher education levels among younger generations, increased rural-to-urban migration, and greater work opportunities outside agriculture. Many of the economic and educational opportunities accompanying modernization, however, have not been available to the current cohort of older persons. Malaysians have expressed concern that these social and economic changes may disrupt the traditional family support network for elderly persons (United Nations 1992
).
Although intergenerational relationships may be in flux, both coresidence and reliance on family assistance are still common patterns for elderly Malaysians. Various surveys have shown that roughly three quarters of elderly persons are living with younger family members and more than half of the aged rely on children or grandchildren for their main source of material support (Andrews et al. 1986
; Chen and Jones 1989
; DaVanzo and Chan 1994
). Women are more likely than men to be coresiding with adult children and to be economically dependent upon their children. Elderly Indians are more likely to live with an adult child, and elderly Malays are least likely. One reason for the relatively lower rates of coresidency among the Malays is that housing costs are lower in the rural areas, and Malays traditionally have been a rural population. Controlling for coresidency, the elderly Chinese are most likely to receive financial assistance from grown children and least likely to receive transfers of services.
Family and household structure differs in important ways across the three main ethnic groups. Household structure in Malaysian communities is predominantly nuclear, although household composition is quite fluid, and often complex, as members move in and out depending on need. Even when adult children do not coreside with parents, they often live nearby. The Malaysian kinship system is generally bilateral, with some areas adhering to a matrilineal system in patterns of postmarital residence and inheritance. In contrast, the Chinese adhere to a patrilineal kinship system in which extended or stem families are the ideal. Extended families are also more common among the Indians, but the particular kinship systems vary in this minority population according to the part of India from which the immigrants originated (see Kling 1995
, and Noor, Tan, Tey, and Rohani 1985
).
| Methods |
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Measures
Table 1 reports the weighted percentage distributions by ethnicity for each of the measures used in the analyses.
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Daily Contact With Adult Children.
We assessed social contact with a dichotomous measure indicating whether or not the respondent has daily contact with at least one adult child. Daily contact is defined as either being coresident with an adult child or having daily visits with a non-coresident child. This two-category measure of social support is rather simple, but it does address a key issue in the Malaysian setting, namely the availability and proximity of adult children. Children who coreside with or live near aging parents are able to provide a range of supportive services, including transfers of money and material goods, assistance with household chores, sick care, and companionship. The measure of daily contact is preferable to a simple coresidence measure because many adult children (especially among the Malays) live in houses that are separated from their parent's house, but in the same compound.
Socioeconomic Status.
We use two measures of socioeconomic statusliteracy status and main occupation during prime working years. Both measures are intended to assess social and economic standing throughout adulthood, rather than simply indicating current economic status. This approach is particularly important when studying an elderly population whose members may have experienced recent declines in personal income due to retirement or disability. Literacy status is a two-category variable indicating whether or not the respondent is literate (can read or write) in any language. Literacy status is preferable to a measure of years of schooling for this age cohort, because most respondents had very little formal education. Respondents' main occupations during their working years are grouped as follows: professional or managerial, clerical, agricultural, labor or skilled occupation, and missing or not employed. The missing/not employed category is predominantly female and appears to be primarily women who do not report ever being in the labor force.
Functional Status.
The items used to create a physical limitations scale were adapted from the Medical Outcomes Study (Ware, Sherbourne, and Davies 1992
). Respondents were asked whether or not their health limited them in any way in: (a) performance of vigorous activities (e.g., lifting heavy objects, doing hard work); (b) performance of moderate activities (e.g., moving a table, doing home repairs); (c) walking uphill or climbing stairs; (d) bending or stooping; (e) walking to a nearby house (100 meters); or (f) eating, dressing, bathing, or using the toilet. Affirmative responses were coded 1 and summed to form a scale from 06. Although the frequency distribution of the scale is reported in three categories, the scale is treated as continuous in the regression analyses.
Demographic characteristics.
We stratified our analyses by ethnic group (Malay, Chinese, Indian). Our analyses controlled for sex, age group (5059, 6069, and 70 or older), and marital status (currently married vs widowed, divorced, separated, or never married).
Analyses
We used ordered logistic regression methods to assess the relationship of socioeconomic status and social contact to our three-category measure of health status. The cumulative logit model is based on the cumulative distribution probabilities of the categories of health status, instead of on their individual probabilities. In other words, our models estimate the probability of being in good or fair versus poor health and the probability of being in good versus fair or poor health. One coefficient is estimated for each independent variable, because it is assumed that the effect of any variable on moving from category k to k+1 is the same for all k. For example, the model assumes that the effect of gender is the same for both health comparisons (see Agresti 1990
).
We estimated three hierarchical models to test for the posited buffering effects of social contact. First, to identify the bivariate relationship between SES and health status, we predicted the probability of being in poorer versus better health with the individual SES measures. Second, we adjusted for potential confounders by estimating the effects of the SES measures on health status controlling for age group, sex, marital status, and physical limitations. Third, we estimated the full model stratified by the daily contact with adult children measure and examined differences in the effects of SES between the strata. All analyses were stratified by ethnic group and were performed on the weighted data.
Support for the buffering hypothesis will be found if the effects of SES on health status vary by levels of social contact. Specifically, we expected to find that the negative effects of low SES on health status are stronger for individuals without daily contact with adult children than for individuals with daily contact. To assess whether the SES effects vary significantly between the strata of social contact, we conducted a statistical test of the homogeneity of the parameter estimates. The logit-based test of homogeneity of the odds ratios is based on a weighted sum of the squared deviations of the stratum-specific log-odds ratios from their weighted mean, where the weights are the inverse of the variance of the log-odds ratios (Hosmer and Lemeshow 1989
, pp. 7374). This test statistic has a chi-square distribution with degrees of freedom (df) equal to one less than the number of strata (or 1 df in our analyses).
One potential problem in our analyses is the possible endogeneity of our stratification variabledaily contact with adult children. Specifically, health status and social contact may be reciprocally related in that persons in poor health may require care by adult children and thus may be in daily contact. To examine this, we conducted an endogeneity test using number of living children as an instrument for daily contact in a two-step logistic regression model as proposed by Bollen, Guilkey, and Mroz 1995
. The results of this test suggested that social contact was not endogenous in the model. Furthermore, by controlling for functional status in the models, we are essentially examining that portion of self-assessed health status that reflects more general subjective well-being and not physical conditions that may limit self-care.
| Results |
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We also examined the bivariate associations among some of the key measures within ethnic groups (results not shown). We found that contact with adult children does not differ significantly by SES for the Malaysian and Indian respondents; however, among the Chinese, persons of lower SES report more frequent contact than do higher SES persons (e.g., 45.2% of literate Chinese have daily contact compared to 55.0% of illiterate Chinese). In addition, we found that the association between daily contact and health status is not significant for any of the ethnic groups.
The Relationship of SES to Health Status
The measures of SES exhibit the expected bivariate relationship with health status for all three ethnic groups (unadjusted odds ratios [OR] greater than 1), but the strength and significance of the associations vary by ethnicity (see Table 2 ). Controlling for only the demographic factors (results not shown) tends to weaken, but not eliminate, the observed associations. Adding functional status to the model removes the effect of SES on health status, with the exception of the relationship between literacy and health status among the Chinese. Differences across occupational groups are most marked for the Malays and Indians, whereas literacy status appears to be a more relevant measure of SES among the Chinese.
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A similar pattern is observed among the Chinese respondents, although, for this group, the relevant SES measure is literacy status rather than occupation. Illiterate persons are more likely to report worse health than are literate persons, but the strength of the effect is significantly weaker for Chinese with daily contact
than for those with less frequent contact
The relationship of SES to health status among the Indian respondents is less clear. Indians who occupied professional or managerial positions exhibit a health advantage relative to other occupational groups in both social contact groups. The smaller sample size for the Indians may hinder our ability to adequately test the hypothesis for this population, or the buffering hypothesis may simply be inappropriate for understanding the health status of this group.
Controlling for physical limitations in the model means we are examining that part of self-assessed health status that reflects more general well-being. In order to assess the effects of SES on global health status, we also estimated models without including physical limitations as a control variable (results not shown). The results for these models produced even stronger confirmation of the buffering hypothesis for the Malaysian population (i.e., the differences in the effects of occupation were even larger between the two contact strata). Among both the Chinese and the Indians, the models produced results consistent with the buffering hypothesis, although differences across the strata were not significant.
The effects of age group, functional status, and sex are generally consistent across the models, with older age and worse functional health predicting poorer self-assessed health, and sex having no significant effect. Marital status differences in self-assessed health status are noteworthy. Among Malaysian respondents who have daily contact with adult children, marital status is not significantly associated with health status. In contrast, among persons with less frequent contact with adult children, married persons are significantly less likely than unmarried persons to report being in worse health. It appears that unmarried persons experience a health disadvantage in the absence of frequent interaction with adult children, whereas the close proximity of adult children may offset this disadvantage.
| Discussion |
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Although the strength of the relationship varies by ethnicity, the general pattern is observed for both the Malays and the Chinese suggesting that the utility of the hypothesis in the Malaysian setting may not vary by ideal family type (nuclear vs stem or extended). The relevant indicator of SES, however, does vary by ethnicity. Occupational status appears to be the best SES predictor of health status for the Malays and Indians, whereas literacy status is a stronger predictor for the Chinese. Historically, most of the Malaysian population has resided in the rural areas and engaged in agricultural or fishing occupations. Elder Malays who held professional or managerial occupations represent an elite and privileged group. The Chinese, in contrast, have been predominantly urban dwellers involved in industry and trade. In the urban environment, being literate (and having the education that reflects) may have led to higher paying and higher prestige jobs within occupational groups.
Our reliance on a dichotomous measure of social contact does not permit us to specify the mechanism underlying the buffering relationship. The daily contact with adult children variable simply indicates the availability of children and does not identify what particular aspects of parentchild interaction may be protective. Children living with or near aging parents can more readily provide companionship and emotional support, in addition to transfers of needed goods or services. Having children proximate may also mean having grandchildren nearby, and grandchildren can be another important source of companionship and household services. The MFLS-2 does include data on intergenerational transfers of time, money, and goods, but only for inter-household transfers, not intra-household transfers. The available transfers data indicate that most older adults (65.3%) received money or goods in the past year from non-coresident children, but only a minority (20.0%) received time transfers (assistance with household or business activities). These figures suggest that parentadult child proximity is not required for monetary transfers, but that proximity is likely to be a crucial determinant of the level of time assistance and emotional support that adult children can provide. Thus, adult children can buffer multiple pathways between low SES and health outcomes. Adult children can offset a lack of health-related resources by transferring money and goods. The younger generation can also protect against some of the emotional strain associated with low SES by providing companionship and offering respect to the aging parent.
Another limitation of our analyses is our use of cross-sectional data. Sorting out the causal ordering of the relationships among social resources, SES, and health is complicated. We have attempted to circumvent this issue in part by using measures of SES that reflect status throughout adulthood and are prior to current health status. In fact, among the respondents who reported any physical limitations (67.6%), the majority stated that the limitation had begun within the past 5 years. Furthermore, the most common limitations were in performing vigorous and moderate activities, conditions that likely would not necessitate coresident assistance. Only 2.6% of respondents reported difficulty performing the activities of daily living, and just 10.9% stated they had difficulty walking 100 meters. Thus, only a minority of these older adults may have a real need for help with self-care or household tasks, suggesting that parentadult child coresidence is not typically in response to poor parental health.
Our findings suggest that the importance of adult children to the health of aging parents is not limited to simply providing sick care or resources, but that the simple presence of children in parents' lives also may provide some protection from ill health for persons facing the chronic stressor of low SES. Coupled with the findings of Su and Ferraro 1997
regarding the direct health benefits of social integration, these results emphasize the importance of either keeping the extended family strong or providing older adults with alternative opportunities for social interaction. In fact, in regional meetings on the status of older Asians (United Nations 1996
, United Nations 1997
), researchers and policy makers have addressed the benefits of integration both within the family and within the community.
| Acknowledgments |
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Received for publication August 28, 1997. Accepted for publication January 7, 2000.
| References |
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