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a University of Minnesota School of Nursing, Minneapolis, MN
Correspondence: Mariah Snyder, PhD, RN, FAAN, University of Minnesota School of Nursing, 6101 Weaver Densford Hall, 308 Harvard Street SE, Minneapolis, MN 55455. E-mail: snyde002{at}tc.umn.edu.
Decision Editor: Vernon L. Greene, PhD
| Abstract |
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Key Words: Nursing home Advanced practice nurses
Most of the care in nursing homes is provided by unlicensed nursing staff (
National Center for Health Statistics 1989
). Many of the licensed nurses who manage care in nursing homes are practical nurses prepared in 1-year technical programs; 74% of registered nurses in long-term care are graduates of diploma or associate degree programs; 22% have baccalaureate degrees, and only 3% have master's degrees (
Moses 1996
).
A promising means for improving the quality of care in nursing homes is the use of gerontological advanced practice nurses (APNs) in the delivery of care to elders. APNs have additional education and expertise in providing holistic care to elders with complex health care problems that is beyond that of traditional nursing home staff. APNs with expertise in gerontological nursing include gerontological nurse practitioners (GNPs) and gerontological clinical nurse specialists (GCNSs). GNPs comprise the largest number of APNs working in long-term care, with most focusing on the medical treatment of residents. GCNSs focus on educating staff; working with residents, families, and staff to plan care; serving as a resource for staff regarding complex or new care problems; and providing direct care. APNs in this study functioned as GCNSs. (Please see Appendix, Note 1.)
Few studies have been conducted to document the effectiveness of GNPs and GCNSs in nursing homes. The majority of these studies have focused on GNPs (
Buchanan et al. 1992
;
Garrard et al. 1990
;
Kane et al. 1988
;
Wieland, Rubenstein, Ouslander, and Martin 1986
). Research on the effectiveness of GCNSs has been focused on their use in acute care settings rather than in nursing homes (
Naylor et al. 1994
;
Neidlinger, Scroggins, and Kennedy 1987
).
The scientific base for care in nursing homes is increasing. For example, the guidelines for clinical practice related to specific client problems that have been developed under the aegis of the Agency for Health Care Policy and Research (AHCPR) focus on a number of key care problems in nursing homes. However, because of the limited educational preparation of the majority of the staff in nursing homes, there is a challenge to integrating this scientific knowledge into practice. The use of GCNSs in long-term care facilities has been advocated as a way to improve care by helping nursing home staff to provide health care services consistent with current research-based professional knowledge, but further documentation of clinical and cost outcomes is needed (
Lokos 1995
;
McDougall and Roberts 1993
; Melillo, 1992).
A conceptual framework that is relevant for the integration of research findings into practice is provided by
Havelock 1974
model of effective research utilization. This model depicts knowledgeable resource persons as links between relevant sources of scientific knowledge and the user. GNPs and GCNSs are appropriate resource persons to serve as links between the most current scientific knowledge about commonly occurring clinical problems and nursing home staff. For convenience, we use the generic term of APN in this article. The role we describe, however, is that of the GCNS.
This article is a report of the findings from a study designed to test the effectiveness of gerontological APNs using scientifically based clinical protocols when working with newly admitted residents and staff to improve resident outcomes related to four clinical problems: incontinence, pressure ulcers, depression, and aggressive behavior. These problems were selected as the focus of the study because of their prevalence in the population of nursing home residents and because of the availability of recently published practice guidelines for three of the problems: urinary incontinence, pressure ulcers, and depression (Agency for Health Care Policy and Research [AHCPR], 1992a, 1992b, 1993). A protocol for the fourth problem, aggressive behavior, was developed by two of the investigators, Muriel Ryden and Mariah Snyder, whose prior research focused on aggressive behavior (
Ryden 1988
;
Ryden, Bossenmaier, and McLachlan 1991
;
Snyder, Egan, and Burns 1995a
,
Snyder, Egan, and Burns 1995b
). The overall study examined clinical outcomes for residents, fiscal outcomes, staff outcomes, and the results of organizational interventions to integrate the research-based protocols into institutional practices. This article is the first report of resident outcomes. Previous publications have described other aspects of the study (
Krichbaum, Pearson, and Hanscom 2000
;
Krichbaum et al. 1999
;
Ryden, Pearson, et al. 1998
;
Ryden et al. 1999
;
Ryden et al. 2000
;
Snyder, Pearson, et al. 1998
;
Snyder, Ryden, et al. 1998
).
The purpose of this article is to report resident outcomes for the four clinical problems, comparing the group who received the APN treatment with the group receiving usual care (the routine care provided within the facility). This aspect of the study tested the hypothesis that resident outcomes would be improved when scientifically derived protocols for urinary incontinence, pressure ulcers, depression, and aggressive behaviors were implemented by gerontological APNs working with nursing home staff as compared with outcomes for residents who received usual care. (Because the trajectory of nursing home residents is commonly one of decline, we conceptualized improvement as either maintenance of the current status or betterment in the status or condition relative to what would be expected without the intervention. According to
Kane 1995
, altering the trajectory to prevent or slow the speed of decline is a reasonable achievement with residents who are long-term stayers in nursing homes.)
| Setting |
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| Design and Sample |
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| Measures and Procedure |
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In all three facilities, research assistants inspected the skin and recorded the stage and location of each pressure ulcer using the four stages for pressure ulcers recommended by the National Pressure Ulcer Advisory Panel (
NPUAP 1989
Consensus Conference). Each resident's risk of developing pressure ulcers was assessed by using the Braden Scale for Predicting Pressure Sore Risk (
Bergstrom, Braden, Laguzza, and Holman 1987
) on the basis of data from the resident's record and from staff.
The Geriatric Depression Scale (GDS;
Yesavage, Brink, Rose, and Lum 1983
) and the Philadelphia Geriatric Center Morale Scale (PGCMS;
Lawton 1975
) were administered by research assistants to residents in all three facilities. Residents with a GDS score greater than or equal to 11 or a PGCMS score less than or equal to 8 were considered to be possibly depressed. If data from individual items on these scales supported five or more criteria for depression from the Diagnostic and Statistical Manual of Mental Disorders, (4th ed., or DSMIV;
American Psychiatric Association 1994
), the status "depressed" was deemed to be validated (
Ryden, Feldt, et al. 1998
). This designation of validated depression represents persons with significant depressive symptoms rather than those with clinical depression. Information was not available to determine if residents met DSMIV criteria regarding duration of symptoms and effect on occupational and social performance. All residents with no validated diagnosis of depression were considered to be at risk of depression because of the multiple losses associated with nursing home admission. The affect of cognitively impaired persons who were unable to respond verbally to administration of the GDS and the PGCMS was assessed using the Apparent Emotion Rating (AER;
Snyder, Ryden, et al. 1998
).
Aggressive behavior in residents at all three facilities was documented by nursing home staff who had attended an instructional session on the use of the Ryden Aggression Scale 2 (RAS2;
Ryden, Bossenmaier, and McLachlan 1991
). They tallied the type and number of aggressive behaviors observed over a 3-day period at both data collection time points. Residents who showed no aggression but were cognitively impaired were considered to be at risk for aggressive behavior.
The assessment by the APNs included the interpretation of research data collected by the research assistants regarding the four clinical problems. In addition, APNs made their own assessments related to the presence or absence of each of the four clinical problems (urinary incontinence, pressure ulcers, depression, and aggression), the level of severity of the problem, and the residents who were at risk for each problem. The APNs interviewed the resident and/or family to elicit information about prior patterns of daily activity, values, interests, strengths, and preferences for care. If concerns about a resident's condition arose, the APN discussed these with the head or charge nurse, who then brought these to the attention of the physician or GNP. Using the treatment protocols for each problem,2 the APNs developed individualized plans of care in conjunction with the resident, family, and staff (
Ryden, Pearson, et al. 1998
;
Ryden et al. 2000
;
Snyder, Pearson, et al. 1998
). The APN conveyed concerns about a resident's status to the head or charge nurse, who then contacted the physician or GNP.
Two primary approaches were used by the APNs to implement the protocol interventions. The first approach was working with the nursing home staff to implement the protocols. Through in-service staff education, one-to-one work with the nursing assistants who were responsible for the care of residents, and participation in unit care conferences and wound care rounds, the APNs assisted staff to implement the care plans related to the prevention or reduction of these four problems (
Krichbaum et al. 2000
). The second approach was direct care by the APN. The APN met with each resident for 1530 min each week to provide emotional support to assist the resident to manage the transition to the nursing home and to deal with feelings underlying depression and aggressive behaviors. They also provided problem-specific education such as discussing strategies the resident could use to deal with urinary incontinence or depression (
Krichbaum et al. 1999
).
| Analysis |
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Initial analyses of institutional variables were done using chi-square or analysis of variance to evaluate the comparability of the three sites. Institutional variables were occupancy rates, staff-to-resident ratios, staff turnover, and percentage of residents whose medical care was monitored by external nurse practitioners employed by physician group practices or managed-care groups. These comparisons and the statistical tests to compare baseline data between treatment and usual-care groups were conducted with .05 as the level of significance, two-tailed, to determine nonchance findings.
For each clinical problem, data were analyzed in two forms. First, changes from baseline to follow-up for each outcome scale or measure were compared between treatment and usual-care groups, using t tests or Mann-Whitney U tests. Second, an ordinal trajectory variable was created for each clinical problem. This trajectory variable classified each problem as improved/no problem, stable, or worse by comparing the resident's 6-month assessment to his or her admission assessment. The resulting trajectories were first assessed for independence from treatment (APN vs usual care), using a chi-square for the original 2 x 3 table. Follow-up chi-square tests were conducted to identify particular categories where treatment groups differed (
Agresti 1990
).
The outcome comparisons for each clinical problem were conducted at the .05 significance level, one-tailed, assuming that rejecting the null hypothesis would be appropriate only if the APN intervention resulted in better outcomes. Findings in the opposite direction (suggesting usual care was superior) would not be of interest as, significant or not, such findings would not support further use of the intervention. A composite outcome measure was created to evaluate overall group differences. No other method was used to adjust significance for multiple comparisons.
| Results |
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The treatment group had a significantly higher overall attrition than the usual-care group,
2 (3, N = 319) = 14.5, p = .002. The facility that remained the usual-care facility for all three cohorts, and which contributed 59% of the residents to the usual-care group, had a significantly lower mortality rate than the combined treatment facilities for Cohort 3,
2 (1, N = 109) = 7.31, p = .007, but not for Cohorts 1 and 2. Mental status scores declined significantly in both groups for residents remaining in the study for 6 months. The treatment mean declined from 16.74 to 14.47, t(84) = -3.43, p = .001, and the usual-care group mean declined from 18.97 to 15.72, t(97) = -5.03, p = .001.
The percentage of residents admitted with each clinical problem is depicted in Table 3 . For those who remained in the study throughout the 6 months, the percentage with each problem at admission and at 6 months is shown in Table 4 .
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2 (2, N = 193) = 6.10, p = .023, one-tailed; worsened versus not worsened partitioned
2 (1, N = .193) = 4.63, p = .015, one-sided; stable versus no problem/improved partitioned
2 (1, N = 119) = 1.49, p = .89).
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2 (2, N = 196) = 4.45, p = .054, one-tailed; worsened versus not worsened partitioned
2 (1, N = 196) = 1.2, p = .24, one-sided; stable versus no problem/improved partitioned
2 (1, N = 187) = 3.3, p = .035, one-tailed.
Depression
Of the 319 residents, 264 were able to respond to the GDS and the PGCMS; 186 met the research criteria for validated depression. This represented 70.5% of those who could be assessed. A total of 27.7% who could be assessed were identified as severely depressed at baseline (GDS = 2130 or GDS = 1120 plus PGCMS = 07). The treatment and usual-care groups did not differ significantly in the percentage identified as depressed (Table 3 ); however, an analysis of levels of depression revealed that a significantly greater proportion of treatment residents were severely depressed (38.0% vs 16.5%),
2 (3, N = 264) = 16.4, p = .001. The proportion of residents who were started on antidepressants during the six-month postadmission was greater for the treatment group than for the usual-care group (54.4% vs 41.2%, ns).
Examination of the congruence between having a medical diagnosis and a research diagnosis of depression revealed that of the 33 residents with a medical diagnosis of depression, 28 (84.8%) also had a research diagnosis of depression. However, of the 186 diagnosed as depressed through the research criteria, only 28 (15.2%) had a medical diagnosis of depression. Other evidence of convergent validity of the research diagnosis of depression was found in the relationship between diagnosis of depression and receiving antidepressants. Of the 43 residents on antidepressants on admission, 37 were capable of responding to the GDS and PGCMS; 36 of the 37 (93.3%) on antidepressants had a validated research diagnosis of depression.
Change scores for the GDS and PGCMS between baseline and follow-up were not significantly different between groups, GDS t(1) = 1.0, p = .3; PGCMS t(43) = -0.18, p = .86. A trajectory score for depression was determined in the following manner. Severity of depression was characterized into four groups: none, mild, moderate, and severe. Residents who had no depression at both time points and residents who improved by at least one category were combined and termed no problem/improved. Residents whose depression remained in the same category were termed stable, and those whose depression increased were termed worsened. Analyses of the trajectory for depression did not detect any statistically significant differences between treatment and usual-care groups, overall
2 (2) = 1.2, p = .28; worsened versus not worsened partitioned
2 (1, N = 160) = .04, p = .27; stable versus none/improved partitioned
2 (1, N = 132) = .78, p = .19.
On admission, negative affect was observed using the AER in 55% of the 45 cognitively impaired residents who were unable to respond to the GDS and PGCMS; 29% demonstrated one negative emotion ("possibly depressed"), and 26% showed two or three negative emotions ("probably depressed"). Change scores for the AER between baseline and follow-up were significantly different between groups, t (28) = 1.9, p = .034, one-sided. The treatment group improved an average of 18.8 points (SD = 28), and the usual-care group improved an average of 9 points (SD = 21.5). A trajectory score for the AER in cognitively impaired residents was determined on the basis of the number of negative emotions (03) observed. Residents who had no negative emotions or whose number decreased were classified as none/improved. Remaining residents were classified as stable or worsened. The trajectory for the 28 who remained at 6 months revealed that the percentage of residents in the treatment group who deteriorated at follow-up (8.3%) was significantly less than in the usual-care group (37.5%), overall
2 (2, N = 28) = 4.6, p = .05, one-sided; worse versus not partitioned
2 (1, N = 28) = 3.1, p = .039, one-sided; stabel versus improved/no problem partitioned
2 (1, N = 21) = 1.5, p = .11, one-sided).
Aggression
There was no significant difference in the proportion of residents demonstrating aggressive behavior between groups on admission (Table 3 ). However, for those who were aggressive, the level of verbal aggression was significantly higher in the treatment residents than in the usual-care group (M = 5.4 aggressive behaviors daily, SD = 6.3, vs M = 1.98, SD = 3.7, p = .007). Residents who were aggressive were significantly more cognitively impaired than those who were not aggressive (MMSE M = 13.02, SD = 9.2, vs M = 19.32, SD = 8.29, p < .001). Change scores of number of verbal (VAB), physical (PAB), or sexual (SAB) aggressive behaviors and total aggressive events between baseline and follow-up were not significantly different between groups (PAB, p = .4; VAB, p = .31; SAB, p = .95; RAS2, p = .64;
Ryden, Bossenmaier, and McLachlan 1991
; Mann-Whitney U). A trajectory score for aggression was determined by classifying severity of aggression as none, mild, or moderate/severe. Residents who had no aggression at both time points and residents who improved by at least one category were combined and termed no problem/improved. Residents whose aggression remained in the same category were termed stable. The remaining residents were categorized as worsened. Analysis of the trajectory showed significantly improved outcomes for the treatment group over the usual-care group: Fewer became more aggressive and more remained stable (
Fig. 2), overall
2 (2, N = 198) = 9.97, p = .003, one-sided; worsened versus not worsened partitioned
2 (1, N = 198) = 3.40, p = .023, one-sided; stable versus none/improved partitioned
2 (1, N = 171) = 5.9, p = .008, one-sided.
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| Discussion |
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The findings confirm urinary incontinence as a major clinical problem in the nursing home population. Despite the myth that incontinence is to be expected in elderly residents (
Snyder, Pearson, et al. 1998
), consistent educational efforts with staff and residents demonstrated that interventions can improve or stabilize the level of incontinence in many persons. Even small, incremental improvements in the level of incontinence can contribute to the self-esteem and comfort of an individual.
The decline in the frequency of occurrence of pressure ulcers seen in both treatment and usual-care groups is congruent with our observation that nursing home staff at all facilities had a strong commitment to prevent pressure ulcers, viewing them as a stigmatizing indicator of poor care. Nevertheless, outcomes in the treatment residents were significantly improved over those of the usual-care group. This may be due in part to sharing of information from the Braden Scale with the staff in the treatment facilities so they were more aware of persons at risk who needed to have preventive strategies instituted. A wound care committee, of which one of the APNs was a member, was also established at one of the treatment facilities. This group increased awareness about pressure ulcer prevention and care throughout the facility (
Krichbaum et al. 2000
).
It is not clear why outcomes related to depression for the residents receiving the APN treatment were not significantly better than for residents receiving usual care. However, the data suggest that many newly admitted nursing home residents have depressive symptoms that need to be recognized. The prevalence of validated depression in this sample (70.5% of those who could be assessed) was higher than the prevalence of clinical depression in nursing home residents reported in the literature (12% to 15%, with another 18% to 30% reported with depressive symptoms;
Burrows, Satlin, Salzman, Nobel, and Lipsitz 1995
;
Gerety et al. 1994
;
Parmelee, Katz, and Lawton 1992
). The proportion of study residents with a research diagnosis of severe depression (27.7%) was a closer approximation to prevalence data in the literature. The sensitivity of the research diagnosis of validated depression is supported by the identification of depression in 84.8% of those with a medical diagnosis of depression and 83.7% of those receiving antidepressants on admission. Depression in this population is underdiagnosed and undertreated (
Board of Directors of the American Association for Geriatric Psychiatry, Clinical Practice Committee of the American Geriatrics Society, and Committee on Long-Term Care and Treatment for the Elderly, American Psychiatric Association 1992
). Our findings suggest that systematic screening for depression by nursing home staff on admission and when indicated may lead to greater recognition and improved treatment of this significant problem.
A low percentage of residents displayed aggressive behavior, despite the fact that the majority of residents had some degree of cognitive impairment. However, none of the high prevalence data reported in the literature were derived from samples of newly admitted residents. The treatment group was significantly more verbally aggressive on admission than the usual-care group, but not more physically aggressive. This may have contributed to the improved trajectory for the treatment group; verbal aggression has been found to be more responsive to interpersonal interventions designed to prevent or reduce aggression than has physical aggression (
Ryden, Feldt, et al. 1998
).
The 2-year difference in mean age between the treatment and comparison group residents is not likely to have had clinical importance because case-mix levels were not significantly different between the groups, either on admission or at 6 months. Case mix indicates functional ability, which is a better indicator of health status than is chronological age.
A higher than expected attrition from death and discharge decreased the sample size at 6 months and decreased our ability to detect significant differences between groups. Comparison of those who died with those who survived to 6 months revealed no significant differences in any of the following variables: age, case mix, mental status, or GDS scores. Changing community practices over the years of the study, with increased admission of patients from hospitals for subacute and hospice-type care in nursing homes may have influenced attrition. Another factor may have been the lack of precision in predicting length of stay by the person in admissions who determined which newly admitted residents were eligible for participation in the study. However, the reasons for the lower attrition in the usual-care group is not clear; facility differences with respect to factors we did not measure may have been responsible.
Although the use of both APNs at both facilities prevented a bias related to a person effect rather than an APN effect, the relatively short time (10 hr per week in each nursing home) and the high turnover rates of unlicensed staff (range of 11%45%) reduced opportunities for each APN to establish relationships with staff and be recognized for the expertise the APN possessed. Thus, the less than optimal amount of time each APN spent in a facility may be accountable in part to the overall modest effects found in this study.
Naylor and colleagues 1994
noted that an adequate dose of the APN needs to be used to obtain positive results. The adequacy of dose needs to be applied to both residents and staff, particularly since many of the interventions required the active participation of staff to be successful. Because the APNs consistently relied on unlicensed staff to carry out the interventions related to preventing or reducing the occurrence of urinary incontinence and aggressive behaviors, the high turnover among this group of staff meant that much of the APN's time was devoted to developing working relationships, explaining protocols to new staff, and modeling behaviors to be used by staff in interacting with aggressive or depressed residents.
Despite obstacles faced in incorporating scientifically based protocols into everyday care practices, the study findings were encouraging, with trajectories over 6 months that indicated significantly greater improvement or less decline in residents with APN input into their care compared with usual-care residents for three of the four problems. Additional studies are needed, however, to validate this study's findings about the use of APNs as consultants and educators in nursing homes. More information is needed about the amount of time that is needed (dose of intervention) for the APN to be available to staff. We report the fiscals outcomes of the study in a manuscript in progress. However, additional studies are needed regarding this key facet of APN use in nursing homes.
| Acknowledgments |
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Received for publication September 30, 1999. Accepted for publication June 30, 2000.
| Appendix ENDIX |
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2The assessment and treatment protocols for depression have been published (
Ryden, Feldt, et al. 1998
;
Ryden, Pearson, et al. 1998
). Protocols for the other three problems are available from Mariah Snyder, University of Minnesota, 6101 Weaver-Densford Hall, 308 Harvard Street, Minneapolis, MN 55455.
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