
The Gerontologist 42:725-726 (2002)
© 2002 The Gerontological Society of America
Guest Editorial: On "Successful Aging and Well-Being: Self-Rated Compared With Rowe and Kahn"
Robert L. Kahn, PhDa
a Survey Research Center, University of Michigan, Ann Arbor
Correspondence: Robert L. Kahn, PhD, Survey Research Center, 1328 ISR, University of Michigan, Ann Arbor, MI 48109. E-mail: rlkahn{at}umich.edu.
Decision Editor: Laurence G. Branch, PhD
I welcome the invitation to offer an editorial comment on the article "Successful Aging and Well-Being: Self-Rated Compared With Rowe and Kahn" (Strawbridge, Wallhagen, and Cohen 2002
). I do so for two rather different reasonsappreciation for the data and analysis, but disagreement with parts of the interpretation and conclusion.
 |
Points of Appreciation
|
|---|
- I appreciate the effort to make the Rowe-Kahn (1998) concept of successful aging operational, that is, to propose ways of measuring each of its three defining components: (a) (relatively) low risk of disease and disease-related disability, (b) (relatively) high mental and physical function, and (c) active engagement with life, including close relationships with others and continued participation in productive activities. In the community-based (EPESE) samples developed by our colleagues in the MacArthur Research Network on Successful Aging, we selected the upper third of the distribution on mental and physical measures on which to concentrate (Berkman et al. 1993
).
- I appreciate the use of the classic Alameda County population sample as a vehicle for exploring the proposed measures (although Berkeley and Oakland are in some respects far from representative of the United States as a whole).
- I appreciate the idea of comparing the Rowe-Kahn (1998) definition of successful aging with a measure that asks people to rate themselves directly on a 4-point scale of "aging successfully (or aging well)." The psychometric qualities of such single-question measures are limited. However, there is ample evidence that subjective measures have predictive power in addition to that generated by objective measures of the same concepts.
 |
Points of Disagreement
|
|---|
I disagree with Strawbridge and colleagues 2002
on the following points.- Definition of successful aging. Strawbridge and colleagues 2002
assert that Rowe and Kahn 1998
proposed "that those aging successfully would show little or no age-related decrements in physiologic function ..." (p. 727). On the contrary, we stated that "successful aging means just what it saysaging well, which is very different from not aging at all" (Rowe and Kahn 1998
, p. 49). We emphasized this point with specific examples of decrements and losses that are age-determined and not merely age-related. "For example, the time required to recover from infections and injuries increases markedly with age, as does the possibility that either can cause death" (Rowe & Kahn, p. 49). "Gradual decreases in physical reserve and maximum performance are not only age-related; they are to some extent age-determined" (Rowe & Kahn, p. 50). We made comparable statements with respect to the increasing incidence of cancer as people age (p. 69), osteoporosis (p. 86), and other diseases. And to the question "are cognitive losses an inevitable part of aging?" We answered "yes and no, or perhaps, yes, but ..." (p. 128). We go on to discuss age-determined reductions in speed of information processing (pp. 129130) and explicit memory (pp. 131132).
- Intended and unintended consequences. Strawbridge and colleagues 2002
cite the opinions of Masoro 2001
and Kaplan and Strawbridge 1994
regarding the unintended consequences of the successful aging concept itself. Masoro argues that the concept of successful aging, by celebrating a genetically fortunate elite, misleads individuals and leads policy makers to neglect or blame those less fortunate. Strawbridge and colleagues 2002
describe the "potential unintended consequence of reducing interest in better managing age-related functional declines through secondary and tertiary prevention" and add that "the adjective successful has proven itself problematical because it implies a contest in which there are winners and losers" (p. 728).
All this, of course, is opposite to Rowe's and my (Rowe and Kahn 1998
) intentions in proposing the concept of successful aging and the several continua that defined it. We hoped to invite researchers to investigate the heterogeneity among older people and to discover its causesgenetic, psychosocial, and environmental. We hoped that research on successful aging and its biopsychosocial determinants would encourage people to make lifestyle choices that would maximize their own likelihood of aging well, that is, maintaining a high quality of life in old age. And with respect to policy makers, we hoped for the kinds of changesaccess, quality of care, and opportunity structurethat would facilitate such individual efforts. The surge of interest in successful aging, by researchers and the larger public, suggests that these hopes may have been more realistic than the pessimistic predictions of some critics.
Nevertheless, I share the concerns of Strawbridge and colleagues 2002
that the term successful aging may itself have the unintended effect of defining the majority of the elderly population as unsuccessful and therefore as failing. I believe that this problem, to the extent that it exists, reflects a characteristic of contemporary American culture rather than something intrinsic to the concept. We Americans seem locked into a dichotomous all-or-nothing, succeed-or-fail view of the world, in spite of the natural world's constant reminders to think in terms of continua rather than dichotomies.
It thus becomes a pragmatic question whether researchers, practitioners, and the general public are enlightened and motivated or misled and discouraged by an approach to successful aging that acknowledges its multidimensionality, encourages behaviors that maximize individual attainment on its several dimensions, and honors those who excel on some dimensions while being limited on others.
 |
Conclusion: The Need for Conceptual Integration
|
|---|
An earlier, and constructive, criticism of the Rowe-Kahn model of successful aging was presented by Matilda Riley 1998
, in a letter to The Gerontologist. She pointed out that "what Drs. Rowe and Kahn neglect is this dependence of successful aging upon structural opportunities in schools, offices, nursing homes, families, communities, social networks, and society at large" (p. 151). These factors are central to Riley and Riley 1990
model of structural lag as the result of two interdependent but differently paced societal processes, the dynamism of changing lives and the dynamism of structural change.
Rakowski, Clark, Miller, and Berg in press
express a preference for the Baltes and Baltes model of successful aging (Baltes 1997
; Baltes and Baltes 1990
), mainly on the basis of its inclusiveness. They feel that Baltes and Baltes's concept of "selective optimization with compensation" defines "successful aging as individuals' choosing to make the best use of certain capacities and resources that they still have ... while finding ways to compensate for other limitations" (Rakowski et al., p. 4).
My own view is that the Rowe-Kahn (1998), Baltes and Baltes (Baltes 1997
; Baltes and Baltes 1990
), and Riley and Riley 1990
models are complementary rather than in conflict. The Baltes and Baltes model emphasizes accepting age-determined decrements and doing the best you can with what you havephysically, mentally, and situationally. The Rowe-Kahn model emphasizes what individuals themselves can do to use, maintain, and perhaps even improve what they havetheir physical and mental capacities. The Riley and Riley model emphasizes what societies can dothrough laws, organizational policies, and customsto provide external resources that enlarge individuals' opportunities and thus facilitate the behaviors that make for success in old age.
The theoretical integration of these three models is a task for the future. In the meantime, all three are useful as research guides. And among them, despite the discomfort it has evoked from some of our colleagues, I think the Rowe-Kahn concept of successful aging serves us well.
Received for publication August 5, 2002.
Accepted for publication August 5, 2002.
 |
References
|
|---|
- Baltes P. B., 1997. On the incomplete architecture of human ontogeny: Selection, optimization, and compensation as foundation of developmental theory. American Psychologist 52:366-380. [Medline]
- Baltes P. B., Baltes M. M., 1990. Psychological perspectives on successful aging: The model of selective optimization with compensation. Baltes P. B., Baltes M. M., , ed.Successful aging: Perspectives from the behavioral sciences 1-34. Cambridge University Press, Cambridge, England.
- Berkman L. F., Seeman T. E., Albert M., Blazer D., Kahn R., Mohs R., 1993. High, usual, and impaired functioning in community-dwelling elderly: MacArthur successful aging field studies. Clinical Epidemiology 46:1129-1140.
- Kaplan G. A., Strawbridge W. J., 1994. Behavioral and social factors in healthy aging. Abeles R. P., Gift H. C., Ory M. G., , ed.Aging and quality of life 57-78. Springer, New York.
- Masoro E. J., 2001. "Successful aging"Useful or misleading concept. The Gerontologist 41:415-418.
- Rakowski W., Clark M. A., Miller S. C., Berg K. M., In press. Successful aging and reciprocity among older adults in assisted living settings. Poon L. W., Gueldner S. H., Sprouse B. M., , ed.Succesful aging and adaptation with chronic diseases in older adults. New York: Springer
- Riley M. W., 1998. Letter to the editor. The Gerontologist 38:51
- Riley M. W., Riley J. W., 1990. Structural lag: Past and future. Riley M. W., Kahn R. L., Foner A., , ed.Age and structural lag 15-36. Wiley, New York.
- Rowe J. W., Kahn R. L., 1998. Successful Aging Random House (Pantheon), New York.
- Strawbridge W. J., Wallhagen M. I., Cohen R. D., 2002. Successful aging and well-being: Self-rated compared with Rowe and Kahn. The Gerontologist 42:727-733. [Abstract/Free Full Text]
This article has been cited by other articles:

|
 |

|
 |
 
N. C. Franklin and C. A. Tate
Lifestyle and Successful Aging: An Overview
American Journal of Lifestyle Medicine,
January 1, 2009;
3(1):
6 - 11.
[Abstract]
[PDF]
|
 |
|